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Insider Ownership

Click on an individual's name to see their transaction history.
Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys31,00021.99681,640
Open Market Sells0----
Options Ex. & Sold9995----
Net Shares49,60321.99681,640
High Volume Traders (Last 6 Months)
Name # Buys # Sells # Options Ex. & Sold Total # Trans. Net Shares
Jeffrey J. Zimmer202417,153
Scott J. Ulm202415,654
Mark R. Gruber20244,828
James R. Mountain10233,032
Thomas K. Guba20021,486

Insider Ownership
Transaction Date Name Action Shares Price($) Value($) Type Report Date
5/4/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy2,00025.0550,100Direct5/5/2017
  Open market or private purchase of non-derivative or derivative security
4/3/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy345----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017John P. Hollihan III
Independent Director
Buy435----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Robert C. Hain
Independent Director
Buy726----Indirect4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Carolyn Downey
Independent Director
Buy726----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy1,457----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Thomas K. Guba
Lead Independent Director
Buy726----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Daniel C. Staton II
Non-Executive Chairman
Buy726----Indirect4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Stewart J. Paperin
Independent Director
Buy726----Indirect4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Marc H. Bell
Director
Buy363----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy1,656----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Gordon M. Harper
Principal Accounting Officer, Vice President of Finance and
Buy328----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
3/21/2017Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy5,00022.13110,640Direct3/21/2017
  Open market or private purchase of non-derivative or derivative security
3/21/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy5,00022.00110,000Direct3/21/2017
  Open market or private purchase of non-derivative or derivative security
2/21/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy2,00021.7143,420Direct2/22/2017
  Open market or private purchase of non-derivative or derivative security
1/3/2017Carolyn Downey
Independent Director and Member of Nominating & Corporate Go
Buy760----Direct1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/3/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy483----Direct1/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/3/2017Thomas K. Guba
Lead Independent Director, Member of Nominating & Corporate
Buy760----Direct1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/3/2017Robert C. Hain
Independent Director, Chairman of Nominating & Corporate Gov
Buy304----Indirect1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/3/2017John P. Hollihan III
Independent Director, Chairman of Compensation Committee and
Buy456----Direct1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/3/2017James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct1/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/3/2017Stewart J. Paperin
Independent Director, Chairman of Audit Committee and Member
Buy760----Indirect1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/3/2017Daniel C. Staton II
Non-Executive Chairman
Buy760----Indirect1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/3/2017Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy2,197----Direct1/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/3/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy2,497----Direct1/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/3/2017Marc H. Bell
Director
Buy380----Direct1/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
12/28/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy8,00021.67173,360Direct12/28/2016
  Open market or private purchase of non-derivative or derivative security
12/28/2016James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy2,00021.6743,340Direct12/28/2016
  Open market or private purchase of non-derivative or derivative security
12/28/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy7,00021.54150,780Direct12/28/2016
  Open market or private purchase of non-derivative or derivative security
12/19/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy10,00020.89208,920Direct12/19/2016
  Open market or private purchase of non-derivative or derivative security
12/19/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy5,00020.98104,890Direct12/19/2016
  Open market or private purchase of non-derivative or derivative security
10/3/2016Carolyn Downey
Independent Director and Member of Nominating & Corporate Go
Buy732----Direct10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/3/2016Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy481----Direct10/5/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/3/2016Thomas K. Guba
Lead Independent Director, Member of Nominating & Corporate
Buy732----Direct10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/3/2016Robert C. Hain
Independent Director, Chairman of Nominating & Corporate Gov
Buy292----Indirect10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/3/2016John P. Hollihan III
Independent Director, Chairman of Compensation Committee and
Buy439----Direct10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/3/2016James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct10/5/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/3/2016Stewart J. Paperin
Independent Director, Chairman of Audit Committee and Member
Buy732----Indirect10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/3/2016Daniel C. Staton II
Non-Executive Chairman
Buy732----Indirect10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)


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