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Insider Ownership

Click on an individual's name to see their transaction history.
Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys4,20025.23105,954
Open Market Sells0----
Options Ex. & Sold9151----
Net Shares21,11625.23105,954
High Volume Traders (Last 6 Months)
Name # Buys # Sells # Options Ex. & Sold Total # Trans. Net Shares
Mark R. Gruber20244,681
Scott J. Ulm00223,470
Jeffrey J. Zimmer00223,312
Thomas K. Guba20021,273
Stewart J. Paperin20021,273

Insider Ownership
Transaction Date Name Action Shares Price($) Value($) Type Report Date
10/2/2017Marc H. Bell
Director
Buy306----Direct10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017Stewart J. Paperin
Independent Director
Buy613----Indirect10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017Robert C. Hain
Independent Director
Buy613----Indirect10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017John P. Hollihan III
Independent Director
Buy368----Direct10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017Carolyn Downey
Independent Director
Buy613----Direct10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017Thomas K. Guba
Lead Independent Director
Buy613----Direct10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017Daniel C. Staton II
Non-Executive Chairman
Buy613----Indirect10/4/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
10/2/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy1,656----Direct10/4/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/2/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy339----Direct10/4/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/2/2017Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy2,013----Direct10/4/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/2/2017James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct10/4/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/2/2017Gordon M. Harper
Vice President of Finance and Controller
Buy328----Direct10/4/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
8/15/2017Gordon M. Harper
Vice President of Finance and Controller
Buy20025.985,196Direct8/15/2017
  Open market or private purchase of non-derivative or derivative security
7/31/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy2,00025.3350,658Direct7/31/2017
  Open market or private purchase of non-derivative or derivative security
7/3/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy342----Direct7/6/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/3/2017Gordon M. Harper
Vice President of Finance and Controller
Buy328----Direct7/6/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/3/2017Marc H. Bell
Director
Buy330----Direct7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017Stewart J. Paperin
Independent Director
Buy660----Indirect7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017Robert C. Hain
Independent Director
Buy660----Indirect7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017John P. Hollihan III
Independent Director
Buy396----Direct7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017Carolyn Downey
Independent Director
Buy660----Direct7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017Thomas K. Guba
Lead Independent Director
Buy660----Direct7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017Daniel C. Staton II
Non-Executive Chairman
Buy660----Indirect7/6/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/3/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy1,656----Direct7/6/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/3/2017Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy1,457----Direct7/6/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/3/2017James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct7/6/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
5/4/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy2,00025.0550,100Direct5/5/2017
  Open market or private purchase of non-derivative or derivative security
4/3/2017Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy345----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Robert C. Hain
Independent Director
Buy726----Indirect4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017John P. Hollihan III
Independent Director
Buy435----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Marc H. Bell
Director
Buy363----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Daniel C. Staton II
Non-Executive Chairman
Buy726----Indirect4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Stewart J. Paperin
Independent Director
Buy726----Indirect4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Carolyn Downey
Independent Director
Buy726----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy1,656----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy1,457----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Thomas K. Guba
Lead Independent Director
Buy726----Direct4/5/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/3/2017James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/3/2017Gordon M. Harper
Principal Accounting Officer, Vice President of Finance and
Buy328----Direct4/5/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
3/21/2017Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy5,00022.00110,000Direct3/21/2017
  Open market or private purchase of non-derivative or derivative security


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