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Insider Ownership

Click on an individual's name to see their transaction history.
Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys1,42122.8632,484
Open Market Sells (4,000) 22.92 (91,666)
Options Ex. & Sold55800----
Net Shares48,30822.81 (373,545)
High Volume Traders (Last 6 Months)
Name # Buys # Sells # Options Ex. & Sold Total # Trans. Net Shares
James Robert Mountain10237,421
Jeffrey J. Zimmer02467,400
Scott J. Ulm02467,400
Mark Richard Gruber00226,000
Stewart J. Paperin20244,457

Insider Ownership
Transaction Date Name Action Shares Price($) Value($) Type Report Date
10/3/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy2,197----Direct10/5/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/3/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy2,497----Direct10/5/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
10/3/2016Marc H. Bell
Director
Buy366----Direct10/5/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
8/22/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy10,00022.11221,140Direct8/22/2016
  Open market or private purchase of non-derivative or derivative security
8/22/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy5,00022.07110,340Direct8/22/2016
  Open market or private purchase of non-derivative or derivative security
7/1/2016Carolyn Downey
Independent Director and Member of Nominating & Corporate Go
Buy825----Direct7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/1/2016Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy487----Direct7/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/1/2016Thomas K. Guba
Lead Independent Director, Member of Nominating & Corporate
Buy825----Direct7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/1/2016Robert C. Hain
Independent Director, Chairman of Nominating & Corporate Gov
Buy330----Indirect7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/1/2016John P. Hollihan III
Independent Director, Chairman of Compensation Committee and
Buy495----Direct7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/1/2016James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy516----Direct7/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/1/2016Stewart J. Paperin
Independent Director, Chairman of Audit Committee and Member
Buy825----Indirect7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/1/2016Daniel C. Staton II
Non-Executive Chairman
Buy825----Indirect7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
7/1/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy2,197----Direct7/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/1/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy2,497----Direct7/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/1/2016Marc H. Bell
Director
Buy412----Direct7/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
5/4/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy10,00019.85198,530Direct5/4/2016
  Open market or private purchase of non-derivative or derivative security
5/4/2016James R. Mountain
Chief Financial Officer, Treasurer and Secretary
Buy2,00019.9539,900Direct5/4/2016
  Open market or private purchase of non-derivative or derivative security
5/4/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy15,00019.56293,340Direct5/4/2016
  Open market or private purchase of non-derivative or derivative security
4/1/2016Daniel C. Staton II
Non-Executive Chairman
Buy766----Indirect4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/1/2016Scott J. Ulm
Co-Vice Chairman, Co-Chief Executive Officer, Chief Investme
Buy2,197----Direct4/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/1/2016Jeffrey J. Zimmer
Co-Vice Chairman, Co-Chief Executive Officer and President
Buy2,497----Direct4/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/1/2016Marc H. Bell
Director
Buy383----Direct4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/1/2016Carolyn Downey
Independent Director and Member of Nominating & Corporate Go
Buy766----Direct4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/1/2016Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy489----Direct4/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/1/2016Thomas K. Guba
Lead Independent Director, Member of Nominating & Corporate
Buy766----Direct4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/1/2016Robert C. Hain
Independent Director, Chairman of Nominating & Corporate Gov
Buy306----Indirect4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/1/2016John P. Hollihan III
Independent Director, Chairman of Compensation Committee and
Buy459----Direct4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
4/1/2016James R. Mountain
Chief Financial Officer, Principal Accounting Officer, Treas
Buy516----Direct4/6/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
4/1/2016Stewart J. Paperin
Independent Director, Chairman of Audit Committee and Member
Buy766----Indirect4/6/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/8/2016Daniel C. Staton II
Non-Executive Chairman
Sell (245) ----Indirect4/6/2016
  Bona fide gift
1/5/2016Carolyn Downey
Independent Director and Member of Nominating & Corporate Go
Buy758----Direct1/8/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/5/2016Mark R. Gruber
Chief Operating Officer and Head of Portfolio Management
Buy526----Direct1/8/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/5/2016Thomas K. Guba
Lead Independent Director, Member of Nominating & Corporate
Buy28----Direct1/8/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/5/2016Thomas K. Guba
Lead Independent Director, Member of Nominating & Corporate
Buy758----Direct1/8/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/5/2016Robert C. Hain
Independent Director, Chairman of Nominating & Corporate Gov
Buy303----Direct1/8/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/5/2016Robert C. Hain
Independent Director, Chairman of Nominating & Corporate Gov
Buy28----Direct1/8/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/5/2016John P. Hollihan III
Independent Director, Chairman of Compensation Committee and
Buy28----Direct1/8/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
1/5/2016John P. Hollihan III
Independent Director, Chairman of Compensation Committee and
Buy454----Direct1/8/2016
  Grant award or other acquisition pursuant to Rule 16b-3(d)
1/5/2016Mountain, James R.
Chief Financial Officer, Principal Accounting Officer, Treas
Buy516----Direct1/8/2016
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3


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